Niche News

SEC Enforcement Director Margaret Ryan Delivers Remarks at Los Angeles County Bar Association Seminar

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Key takeaways

Follow Up Questions

Who is Margaret Ryan and what are her responsibilities as SEC Enforcement Director?Expand

Margaret (“Meg”) Ryan is a former federal military appeals judge who became Director of the SEC’s Division of Enforcement on Sept. 2, 2025. As Enforcement Director she leads the SEC’s Division of Enforcement — overseeing investigations, recommending civil enforcement actions, setting Division priorities, and managing the Division’s staff and case portfolio.

What is the SEC Enforcement Division and what kinds of actions does it typically pursue?Expand

The SEC’s Division of Enforcement is the agency unit that investigates suspected securities-law violations and brings civil enforcement actions (and coordinates with criminal authorities when appropriate). Typical actions include fraud, market-manipulation, insider-trading, false disclosures, books-and-records and auditor-related cases, and enforcement of investment-adviser/fund rules.

What is the Los Angeles County Bar Association and what happens at the Annual Securities Regulation Seminar?Expand

The Los Angeles County Bar Association (LACBA) is a professional association for lawyers in Los Angeles County that hosts CLEs and conferences. Its Annual Securities Regulation Seminar is a continuing-legal-education (CLE) program where regulators, judges and practitioners give panels and keynote talks on securities law developments and enforcement trends.

Where can I read or watch the full text or recording of these remarks?Expand

The SEC posted the remarks on its Newsroom speeches page; the full text and any video/transcript are available at: https://www.sec.gov/newsroom/speeches-statements/margaret-ryan-02-11-26-remarks-los-angeles-county-bar-association. The LACBA event page and CLE providers may also host recordings or summaries.

Did the remarks announce any new enforcement priorities, investigations, or policy changes?Expand

Based on the SEC’s Newsroom entry and available public reporting, the posted item is a link to Director Ryan’s remarks; it does not indicate a separate press announcement of new Division-wide priorities, new rulemaking, or named investigations. Any specific changes or new initiatives would be clear only in the speech text; consult the full remarks (SEC link) for details.

Are there practical implications from the remarks for practicing lawyers, law firms, or corporate compliance teams?Expand

Practical implications depend on the content of the speech, but Enforcement Director remarks typically highlight investigatory focus areas and compliance expectations — useful for lawyers, in-house counsel and compliance teams to reassess controls, disclosure practices, document-retention, whistleblower procedures, and internal-investigation readiness. Read the full remarks for concrete takeaways and any announced guidance.

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