Operational Updates

SEC Division of Corporation Finance Names Senior Staff

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Key takeaways

Follow Up Questions

Who are the individual members named to the Division of Corporation Finance senior team?Expand

The senior team named: Luna Bloom (Associate Director, Legal & Regulatory Policy); Duc Dang (Deputy Director, Disclosure Operations); Gabriel Eckstein (Associate Director, Disclosure Review Program); Tomeka Gilbert (Managing Executive); Sebastian Gomez Abero (Deputy Director, Legal & Regulatory Policy); Jessica Kane (Associate Director, Disclosure Review Program); Heather Rosenberger (Chief Accountant); Michael Seaman (Chief Counsel); Brad Skinner (Associate Director, Disclosure Review Program); Christina Thomas (Deputy Director, Chief Advisor on Disclosure, Policy and Rulemaking); Ted Yu (Associate Director, Specialized Policy and Disclosure).

What specific advisory responsibilities will the senior team have versus the division Director?Expand

They will advise Division Director James Moloney on all matters the Division has before the Commission — providing legal and policy advice, guiding rulemaking work, advising on disclosure policy and review processes, and supporting day‑to‑day operations — but ultimate decision‑making authority on Commission actions rests with the Director and the Commission. (They serve in senior advisory/management roles rather than voting members of the Commission.)

Beyond rulemaking, what types of "matters the division has before the Commission" does this include?Expand

Besides rulemaking, “matters the division has before the Commission” include corporate disclosure reviews (filing reviews and comment letters), staff interpretations and guidance on disclosure, accounting and financial reporting issues, enforcement referrals arising from disclosure deficiencies, and routine operational matters related to filings and issuer compliance.

What is the role and authority of the Division of Corporation Finance within the SEC?Expand

The Division of Corporation Finance reviews public company filings (e.g., Forms 10‑K, 10‑Q, proxy statements), provides interpretive guidance on disclosure rules, recommends rule changes and policy to the Commission, conducts filing reviews and comment processes to improve investor disclosures, and advises the Commission on disclosure and accounting matters — ensuring companies provide material information for informed investor decisions.

Who is James Moloney and what is his background as Division Director?Expand

James Moloney is the Director of the SEC’s Division of Corporation Finance; the press release identifies him as Division Director but does not include his full biography. (SEC staff pages or prior SEC releases would provide his background.)

Where can I find the full text of the press release and any list of appointments?Expand

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